WHEREAS, there is rapid expansion of the use of modern biotechnology
not only for scientific research but also for products for commercial
releases and purposes;
WHEREAS, there is concern over modern biotechnology’s potential
impacts on the environment, particularly on biological diversity,
on human health, and on social and cultural well-being;
WHEREAS, it is the policy of the State to promote the safe and
responsible use of modern biotechnology and its products as one
of the several means to achieve and sustain food security, equitable
access to health services, sustainable and safe environment and
industry development;
WHEREAS, the Cartagena Protocol on Biosafety to the United Nations
Convention on Biological Diversity which the Philippines signed
on 24 May 2000 entered into force on 11 September 2003;
WHEREAS, the National Committee on Biosafety of the Philippines
(NCBP), Department of Science and Technology, Department of Agriculture,
Department of Health, and Department of Environment and Natural
Resources have played, since 1987, a pioneering and important role
in developing and establishing the current biosafety system;
WHEREAS, there is a need to enhance the existing biosafety framework
to better respond to the challenges presented by further advances
in modern biotechnology and to comply with the administrative requirements
of the Cartagena Protocol on Biosafety;
NOW, THEREFORE, I, GLORIA MACAPAGAL-ARROYO, President of the Philippines,
by virtue of the powers vested in me by law, do hereby order:
SECTION 1. Adoption and Operationalization of the National Biosafety
Framework. The National Biosafety Framework (NBF) for the Philippines,
attached hereto as Annex A, is hereby adopted.
SECTION 2. Scope and Objectives. The NBF shall have the following
scope and objectives:
2.1 Scope. The NBF shall apply to the development, adoption and
implementation of all biosafety policies, measures and guidelines
and in making biosafety decisions concerning the research, development,
handling and use, transboundary movement, release into the environment
and management of regulated articles.
2.2 Objectives. The NBF shall have the following objectives:
2.2.1 Strengthen the existing science-based determination of biosafety
to ensure the safe and responsible use of modern biotechnology so
that the Philippines and its citizens can benefit from its application
while avoiding or minimizing the risks associated with it;
2.2.2 Enhance the decision-making system on the application of
products of modern biotechnology to make it more efficient, predictable,
effective, balanced, culturally appropriate, ethical, transparent
and participatory; and
2.2.3 Serve as guidelines for implementing international obligations
on biosafety.
SECTION 3. Administrative Framework and Decision-Making Processes.
In making biosafety decisions, the administrative system and decision-making
processes established in the NBF shall be complied with.
SECTION 4. Strengthening the National Committee on Biosafety of
the Philippines (NCBP). The NCBP is hereby strengthened. Its mandate,
functions, composition and organization are set forth in the NBF.
SECTION 5. General Mandate on Departments, Offices and Agencies.
The mandates, jurisdictions and other powers of all departments
and agencies in relation to biosafety and biotechnology shall be
guided by the NBF and coordinated with the NCBP and each other in
exercising such powers.
SECTION 6. Funding. The DOST, DENR, DA, and DOH shall allocate
funds from their present budgets to implement the NBF, including
to support the operations of the NCBP and its Secretariat. Starting
2006 and thereafter, the funding requirements shall be included
in the General Appropriations Bill submitted by each of said departments
to Congress.
These concerned departments shall enter into agreement on the sharing
of financial and technical resource to support the NCBP and its
Secretariat.
SECTION 7. Transition. The NCBP and its present members shall continue
to exercise their present functions under Executive Order No. 430,
s. 1990 until such time that it has completely reorganized under
the NBF. The reorganization shall commence immediately after the
DOST, DENR, DA, and DOH have entered into an agreement on the sharing
of financial and technical resources to support the NCBP and its
Secretariat on a sustainable basis, and shall be completed within
one year from effective date of such agreement.
All members of the NCBP to be appointed by the President, as required
by the NBF, shall assume their positions upon completion of the
reorganization.
SECTION 8. Repealing and Amending Clause. All orders, rules and
regulations or parts thereto which are inconsistent with any of
the provisions of this Order are hereby repealed or amended accordingly.
For the avoidance of doubt, the following issuances, unless amended
by the respective issuing departments or agencies, shall continue
to be in force and effect: Department of Agriculture Administrative
Order No. 008, s. 2002; the NCBP Guidelines on the Contained Use
of Genetically Modified Organisms, except for provisions on potentially
harmful exotic species which are hereby repealed; and all Bureau
of Food and Drugs issuances on products of modern biotechnology.
SECTION 9. Effectivity. This Order shall take effect fifteen days
after publication in two newspapers of general circulation.
DONE, in the City of Manila, this 17th day of March in the year
of our Lord two Thousand and Six.
By the President:
EDUARDO R. ERMITA
Executive Secretary
NATIONAL BIOSAFETY FRAMEWORK FOR THE PHILIPPINES
SECTION 1. CONSTITUTIONAL POLICIES
In implementing the National Biosafety Framework (NBF), the following
state policies mandated by the 1987 Constitution shall guide the
concerned government department and agencies:
1.1 Right to Health. The State shall protect and promote the right
to health of the people and instill health consciousness among them
(Article II, Section 15);
1.2 Right to a Healthy Environment. The State shall protect and
advance the right of the people to a balanced and healthful ecology
in accord with the rhythm and harmony of nature (Article II, Section
16);
1.3 Priority to Science. The State shall give priority to education,
science and technology, arts, culture, and sports to foster patriotism
and nationalism, accelerate social progress, and promote total human
liberation and development (Article II, Section 17);
1.4 Role of the Private Sector. The State recognizes the indispensable
role of the private sector, encourages private enterprise, and provides
incentives to needed investments (Article II, Section 20);
1.5 Rural Development. The State shall promote comprehensive rural
development and agrarian reform (Article II, Section 21) and shall
provide support to agriculture through appropriate technology and
research, and adequate financial, production, marketing, and other
support services (Article XIII, Section 5);
1.6 Right of Indigenous Peoples and Communities. The State recognizes
and promotes the rights of indigenous cultural communities within
the framework of national unity and development (Article II, Section
22). The State, subject to the provisions of this Constitution and
national development policies and programs, shall protect the rights
of indigenous cultural communities to their ancestral lands to ensure
their economic, social, and cultural well-being (Article XIII, Section
5);
1.7 Right to Information. Subject to reasonable conditions prescribed
by law, the State adopts and implements a policy of full public
disclosure of all its transactions involving public interest (Article
II, Section 28);
1.8 Local Autonomy. The territorial and political subdivisions
shall enjoy local autonomy (Article 10, Section 2);
1.9 Right to Participation. The right of the people and their organizations
to effective and reasonable participation at all levels of social,
political, and economic decision-making shall not be abridged. The
State shall, by law, facilitate the establishment of adequate consultation
mechanisms (Article XIII, Section 16);
1.10 Science and Technology. Science and technology are essential
for national development and progress. The State shall give priority
to research and development, invention, innovation, and their utilization;
and to science and technology education, training, and services.
It shall support indigenous, appropriate, and self-reliant scientific
and technological capabilities, and their application to the country's
productive systems and national life. The State shall regulate the
transfer and promote the adaptation of technology from all sources
for the national benefit. It shall encourage the widest participation
of private groups, local governments, and community-based organizations
in the generation and utilization of science and technology (Article
XIV, Sections 10 and 12); and,
1.11 Consumer Protection. The State shall protect consumers from
trade malpractice and substandard and hazardous products (Article.
XVI, Section. 9).
SECTION 2. PRINCIPLES
The following principles, based on national and international law,
shall apply in a mutually supportive manner to the implementation
of the NBF:
2.1 Policy on Modern Biotechnology. The NBF shall be implemented
in the context of the overall policy of the Philippines on modern
biotechnology, to wit: The State shall promote the safe and responsible
use of modern biotechnology and its products as one of the several
means to achieve and sustain food security, equitable access to
health services, sustainable and safe environment and industry development;
2.2 Policy on Sustainable Development. The overall policy of the
Philippines on sustainable development, as laid down in Philippine
Agenda 21, shall equally guide the implementation of the NBF;
2.3 A Balanced Approach. A balanced approach, which recognizes
both the potential benefits and risks, shall guide the implementation
of the NBF. This shall be based on recognition that modern biotechnology
has significant potential for human well-being if developed and
used with adequate safety measures for the environment and human
health. Such approach recognizes both the potential benefits and
risks of modern biotechnology to human health, agricultural productivity,
food security, the livelihoods of the poor, biological diversity
and the environment;
2.4 A Scientific Approach. The implementation of the NBF shall
be based on the best available science and knowledge. Such science
and knowledge shall be of the highest quality, multi-disciplinary,
peer-reviewed, and consistent with international standards as they
evolve;
2.5 Socio-economic, Cultural, and Ethical Considerations. The socio-economic,
ethical and cultural benefits and risks, of modern biotechnology
to the Philippines and its citizens, and in particular on small
farmers, indigenous peoples, women, small and medium enterprises
and the domestic scientific community, shall be taken into account
in implementing the NBF;
2.6 Using Precaution. In accordance with Principle 15 of the Rio
Declaration of 1992 and the relevant provisions of the Cartagena
Protocol on Biosafety, in particular Articles 1, 10 (par. 6) and
11 (par. 8), the precautionary approach shall guide biosafety decisions.
The principles and elements of this approach are hereby implemented
through the decision-making system in the NBF;
2.7 Transparency and Public Participation. Decision taken under
the NBF shall be arrived at in a transparent and participatory manner.
Biosafety issues are best handled with the participation of all
relevant stakeholders and organizations. They shall have appropriate
access to information and the opportunity to participate responsibly
and in accountable manner in biosafety decision-making processes;
2.8 Consensus Building. In making biosafety decisions, all concerned
government departments and agencies shall exert all efforts to find
consensus among all relevant stakeholders using well-accepted methods
such as negotiation, mediation, and other appropriate dispute resolution
processes. Such consensus, to be achieved in a transparent and participatory
manner, shall be based on the best available science and knowledge
and shall not compromise public safety and welfare;
2.9 Principle of Subsidiarity. As provided by law and where competence
exists, all levels of government, including local government units,
shall participate in implementing the NBF;
2.10 Availability of Remedies. Effective access to judicial and
administrative proceedings, including redress and remedy, shall
be available in accordance with Philippine law;
2.11 International Obligations and Cooperation. In accordance with
international law, the NBF shall be implemented in a manner consistent
with and mutually supportive of the international obligations of
the Philippines, in particular its obligations under international
trade and environmental law. Multilateral, regional and bilateral
cooperation in implementing the NBF, in particular its sections
on capacity building and financial resources, shall be encouraged;
2.12 Efficient Administration and Timely Decision Making. The NBF
decision making process shall be conducted in an efficient, coordinated,
effective, predictable, cost-effective and timely manner. Undue
delay shall be avoided without compromising transparency, public
participation, public safety, and public welfare; and,
2.13 Public interest and welfare. In cases of conflict in applying
these principles, the principle of protecting public interest and
welfare shall always prevail. No section or provision in this Framework
shall be construed as to limit the legal authority and mandate of
heads of departments and agencies to consider the national interest
and public welfare in making biosafety decisions.
SECTION 3. SCOPE, OBJECTIVES AND DEFINITIONS
3.1 Scope. The NBF shall apply to the development, adoption and
implementation of all biosafety policies, measures and guidelines
and in making decisions concerning the research, development, handling
and use, transboundary movement, release into the environment and
management of regulated articles.
3.2 Objectives. The NBF shall have the following objectives:
3.2.1 Strengthen the existing science-based determination of biosafety
to ensure the safe and responsible use of modern biotechnology so
that the Philippines and its citizens can benefit from its application
while avoiding or minimizing the risks associated with it;
3.2.2 Enhance the decision-making system on the application of
products of modern biotechnology to make it more efficient, predictable,
effective, balanced, culturally-appropriate, ethical, transparent
and participatory; and,
3.2.3 Serve as guidelines for implementing international obligations
on biosafety.
3.3 Definitions. For purposes of this framework, the following
terms shall mean:
3.3.1 “Biosafety” is a condition in which the probability of harm,
injury and damage resulting from the intentional and unintentional
introduction and/or use of a regulated article is within acceptable
and manageable levels;
3.3.2 “Biosafety Clearing house” is an information exchange mechanism
established by the Cartagena Protocol on Biosafety to assist parties
in the implementation of its provisions and to facilitate sharing
and exchange of scientific, technical, environmental and legal information
on, and experience with, regulated articles;
3.3.3 “Biosafety decisions” apply to the development, adoption
and implementation of all biosafety policies, measures and guidelines
and in making decisions concerning the research, development, handling
and use, transboundary movement, release into the environment and
management of regulated articles;
3.3.4 “Contained use” means any operation, undertaken within a
facility, installation or other physical structure, which involves
genetically modified organisms that are controlled by specific measures
that effectively limit their contact with, and their impact on,
the external environment;
3.3.5 "Genetically modified organism” also refers to “living
modified organism” under the Cartagena Protocol on Biosafety and
refers to any living organism that possesses a novel combination
of genetic material obtained through the use of modern biotechnology;
3.3.6 “Handling and Use” means the process by which regulated articles
are moved, carried, transported, delivered, stored or worked with;
3.3.7 “Hazard” refers to traits inherent to or activities of a
regulated article that may cause harm to human or animal health
or to the environment;
3.3.8 “Management” means measures adopted after the release of
regulated articles to ensure their safe use and, in cases of commercial
release, shall also include product monitoring and product identification;
3.3.9 "Modern biotechnology" means the application of:
a) in vitro nucleic acid techniques, including recombinant deoxyribonucleic
acid (DNA) or direct injection of nucleic acid into cells or organelles;
or b) fusion of cells beyond the taxonomic family, that overcome
natural physiological reproductive or recombination barriers and
that are not techniques used in traditional breeding or selection;
3.3.10 “Product identification” refers to information on the presence
of a regulated article in a particular product, as implemented by
concerned departments and agencies through import and export documents,
unique identification system, or similar applicable approaches such
as product labeling;
3.3.11 “Product Monitoring” refers to any post-commercialization
measure that provides data on the fate and effects of the regulated
article, in order to confirm compliance with regulatory requirements,
collect information necessary for controlling and managing potentially
adverse public health or environmental situations, assess environmental
quality and detect unexpected or potentially damaging effects on
human and animal health and the environment. Product monitoring
helps reduce uncertainty remaining from risk assessment, confirm
conclusions with additional data and provide informational feedback
on system status or conditions;
3.3.12 “Regulated article” refers to a genetically modified organism
and its products;
3.3.13 “Risk” refers to the combination of the likelihood that
an adverse consequence of a biohazardous activity or trait will
occur and the magnitude of such a consequence;
3.3.14 “Risk assessment” refers to the procedure that identifies,
evaluates and predicts the occurrence of possible hazards to human
and animal health and the environment and designs mitigating measures
to avert or minimize these hazards;
3.3.15 “Risk management” refers to appropriate mechanisms, measures
and strategies to regulate, manage and control risks identified
in the risk assessment including those conditions imposed by concerned
departments or agencies;
3.3.16 "Transboundary movement" means the movement of
a regulated article from another country to the Philippines and
from the Philippines to another country; and,
3.3.17 “Transformation event” means one instance of entry, stable
integration and expression of an introduced gene into a cell which
then develops into a functional organism expressing the introduced
gene.
SECTION 4. ADMINISTRATIVE FRAMEWORK
The administrative mechanism for biosafety decisions shall be as
follows:
(a) National scientific and technical biosafety standards and standards
on methods and procedures for ensuring biosafety in the country,
shall be set by the NCBP consistent with existing laws;
(b) Basic policies on addressing public interests on biosafety
shall be developed by the NCBP, provided the same are consistent
with law and if such policies are found insufficiently addressed
in existing mandates and regulations of pertinent agencies;
(c) Member-agencies of the NCBP shall continue to perform their
regulatory functions in accordance with their legal mandates, provided
that their policies and programs relating to biosafety shall be
discussed in the NCBP for purposes of harmonization with other agencies’
functions;
(d) Other concerned agencies shall coordinate with NCBP on matters
that may affect biosafety decisions as provided in Sections 4.7
to 4.14;
(e) Administrative functions required under the Cartagena Protocol
on Biosafety shall be performed by agencies as provided in Section
4.14 and 4.15; and,
(f) The role of stakeholders and the general public shall be recognized
and taken into account as provided in Sections 6 and 7.
4.1 Mandate of the National Committee on Biosafety of the Philippines
(NCBP). The NCBP shall be the lead body to coordinate and harmonize
inter-agency and multi-sector efforts to develop biosafety policies
in the country (where such are not already stipulated by law) and
set scientific, technical and procedural standards on actions by
agencies and other sectors to promote biosafety in the Philippines;
oversee the implementation of the NBF; act as a clearing house for
biosafety matters; and coordinate and harmonize the efforts of all
concerned agencies and departments in this regard.
4.2 Composition of the NCBP. The NCBP shall be composed of the
following:
4.2.1. The Secretaries of the Departments of Science and Technology,
Agriculture, Health, Environment and Natural Resources, Foreign
Affairs, Trade and Industry, and Interior and Local Governments
or their designated representatives. The DOST Secretary shall be
the permanent Chair;
4.2.2 A consumer representative appointed by the President from
a list submitted by nationally recognized consumer organizations,
serving for a term of three (3) years, renewable for another term;
4.2.3 A community representative from the farmers, fisherfolk and
indigenous sector appointed by the President from a list submitted
by nationally recognized sectoral organizations, serving for a term
of three (3) years, renewable for another term;
4.2.4 A representative from industry appointed by the President
from a list submitted by the Secretary of Trade and Industry, serving
for a term of three (3) years, renewable for another term; and,
4.2.5 A biological scientist, physical scientist, environmental
scientist, health scientist, and social scientist to be endorsed
by the DOST Secretary upon the recommendation of recognized professional
and collegial bodies such as the National Academy of Science and
Technology (NAST) and the Philippine Social Science Council (PSSC),
and appointed by the President, each serving for a term of three
(3) years, renewable for another term.
4.3 NCBP Executive Committee and Technical Working Groups. The
NCBP may create an Executive Committee and Technical Working Groups
as it deems necessary and appropriate.
4.4 Meetings of the NCBP. The NCBP shall meet regularly as it deems
fit and shall formulate its standards for making decisions.
4.5 NCBP Secretariat. The NCBP shall create a Secretariat that
shall be based in the DOST. All other concerned agencies may be
called upon to participate in the functions of the Secretariat.
4.6 Powers and Functions of the NCBP. As the lead body in implementing
the NBF, the NCBP shall have the following powers and functions:
4.6.1 Biosafety Policy Functions
4.6.1.1 Assist concerned departments and agencies in formulating,
reviewing, or amending their respective policies, measures and guidelines
on biosafety;
4.6.1.2 Hold public deliberations on proposed national policies,
guidelines, and other biosafety issues;
4.6.1.3 Provide assistance in the formulation, amendment of pertinent
laws, rules and regulations;
4.6.1.4 In coordination with concerned departments and agencies
and consistent with the requirements of transparency and public
participation as provided in Sections 6 and 7 of the NBF, shall
take the lead in periodically reviewing the NBF;
4.6.1.5 Issue detailed guidelines on the conduct of socio-economic
impact evaluation of biosafety decisions; and,
4.6.1.6 Propose to Congress necessary and appropriate legislation.
4.6.2 Accountability Functions
4.6.2.1 Monitor the implementation of the NBF by concerned departments
and agencies;
4.6.2.2 Ensure coordination among competent national authorities
that have shared mandates;
4.6.2.3 Ensure that NCBP guidelines, and the principles and processes
established in this Framework are complied with by concerned departments
and agencies; and,
4.6.2.4 Review procedures for accountability in biosafety decision-making
by competent national authorities, with particular emphasis on ensuring
independence and impartiality in such decisions.
4.6.3 Scientific Functions
4.6.3.1 Facilitate the study and evaluation of biosafety research
and control and minimize the concomitant risks and hazards associated
with the deliberate release of regulated articles in the environment;
4.6.3.2 Identify and evaluate potential hazards involved in modern
biotechnological experiments or the introduction of regulated articles
and recommend measures to minimize risks;
4.6.3.3 Recommend the development and promotion of research programs
to establish risk assessment protocols and assessment of long-term
environmental effects of regulated articles;
4.6.3.4 Develop working arrangements with the government quarantine
services and institutions in the evaluation, monitoring, and review
of projects vis-à-vis adherence to national policies and guidelines
on biosafety;
4.6.3.5 Review and develop guidelines in the risk assessment of
regulated articles for contained use;
4.6.3.6 Assist other agencies in developing risk assessment guidelines
and procedures of regulated articles for field trials and commercial
release;
4.6.3.7 Review the appointment of the members of the Institutional
Biosafety Committees created by institutions engaged in activities
involving regulated articles, upon recommendation by their respective
heads of institutions;
4.6.3.8 Publish the results of internal deliberations and agency
reviews of the NCBP;
4.6.3.9 Hold discussions on the comparative ecological, economic
and social impacts of alternative approaches to attain the purposes/objectives
of the proposed genetic modification products and/or services; and,
4.6.3.10 Perform such functions as may be requested by concerned
departments and agencies.
4.6.4 Capacity Building Functions
4.6.4.1 Assist in the development of technical expertise, facilities,
and other resources for quarantine services and risk assessments;
and,
4.6.4.2 Take the lead in developing and implementing a national
capacity-building program for biosafety.
4.7 Mandate of the Department of Science and Technology. The Department
of Science and Technology (DOST), as the premiere science and technology
body in the country, shall take the lead in ensuring that the best
available science is utilized and applied in adopting biosafety
policies, measures and guidelines, and in making biosafety decisions.
The DOST shall ensure that such policies, measures, guidelines and
decisions are made on the basis of scientific information that is
of the highest quality, multi-disciplinary, peer-reviewed, and consistent
with international standards as they evolve. In coordination with
other concerned departments and agencies, and consistent with the
requirements of transparency and public participation as provided
in Sections 6 and 7 of the NBF, it shall exercise such jurisdiction
and other powers that it has been conferred with under existing
laws. It shall also take the lead in evaluating and monitoring regulated
articles intended for contained use.
4.8 Mandate of the Department of Agriculture. As the principal
agency of the Philippine government responsible for the promotion
of agricultural development growth, rural development so as to ensure
food security and contribute to poverty alleviation, the Department
of Agriculture shall take the lead in addressing biosafety issues
related to the country’s agricultural productivity and food security.
In coordination with other concerned departments and agencies, and
consistent with the requirements of transparency and public participation
as provided in Sections 6 and 7 of the NBF, it shall exercise such
jurisdiction and other powers that it has been conferred with under
existing laws. It shall also take the lead in evaluating and monitoring
plant and plant products derived from the use of modern biotechnology,
as provided in Department of Agriculture Administrative Order No.
008, s. 2002.
4.9 Mandate of the Department of Environment and Natural Resources.
As the primary government agency responsible for the conservation,
management, development and proper use of the country’s environment
and natural resources, the Department of Environment and Natural
Resources (DENR) shall ensure that environmental assessments are
done and impacts identified in biosafety decisions. It shall also
take the lead in evaluating and monitoring regulated articles intended
for bioremediation, the improvement of forest genetic resources,
and wildlife genetic resources.
4.10 Mandate of the Department of Health. The Department of Health
(DOH), as the principal authority on health, shall formulate guidelines
in assessing the health impacts posed by modern biotechnology and
its applications. The DOH shall also require, review and evaluate
results of environmental health impact assessments related to modern
biotechnology and its applications. In coordination with other concerned
departments and agencies, it shall exercise such jurisdiction and
other powers that it has been conferred with under existing laws.
It shall also take the lead in evaluating and monitoring processed
food derived from or containing genetically modified organisms.
4.11 Mandate of Associated Departments and Agencies. In coordination
with other concerned departments and agencies, and consistent with
the requirements of transparency and public participation as provided
in Sections 6 and 7 of the NBF, all other departments and agencies
shall exercise such jurisdiction and other powers that it has been
conferred with under existing laws. In particular, the following
departments and agencies shall participate in biosafety decision
making, where appropriate: the Department of Foreign Affairs in
promoting and protecting Philippine interests on biosafety in bilateral,
regional and multilateral forums; the Department of Trade and Industry
in relation to biosafety decisions which have an impact on trade,
intellectual property rights, investments and consumer welfare and
protection; the National Commission on Indigenous Peoples in relation
to biosafety decisions which have a specific impact on indigenous
peoples and communities; and the Department of Interior and Local
Government, in relation to biosafety decisions which have an impact
on the autonomy of local government units.
4.12 Focal Point and Competent National Authorities.
4.12.1 For purposes of Article 19 of the Cartagena Protocol on
Biosafety, the national focal point responsible for liaison with
the Secretariat shall be the Department of Foreign Affairs. The
competent national authorities, responsible for performing the administrative
functions required by the Protocol, shall be, depending on the particular
genetically modified organisms in question, the following:
4.12.1.1 The Department of Agriculture, for biosafety decisions,
when covered by the Protocol, concerning plants and plant products
derived from modern biotechnology, fisheries and other aquatic resources,
domesticated animals and biological products used for animal husbandry
or veterinary purposes and biological agents used for biocontrol;
4.12.1.2 The Department of Science and Technology, for biosafety
decisions concerning research and development, when covered by the
Protocol;
4.12.1.3 The Department of Health, for biosafety decisions concerning
pharmaceuticals for humans that are not explicitly excluded under
Article 5 of the Protocol, i.e. pharmaceuticals which are not addressed
by other relevant international agreements or organizations; and,
4.12.1.4 The Department of Environment and Natural Resources, for
biosafety decisions covered by the Protocol that concern regulated
organisms intended for bioremediation, the improvement of forest
genetic resources, and wildlife genetic resources, and applications
of modern biotechnology with potential impact on the conservation
and sustainable use of biodiversity.
4.12.2 The national focal point and the competent authorities listed
above shall, as appropriate, coordinate with the NCBP in accordance
with its mandate under Section 4.1. For genetically modified organisms
not falling under the jurisdiction of the competent authorities
enumerated above, the NCBP shall designate the appropriate agency
that shall act as such authority.
4.13 Biosafety Clearing House. Concerned government departments
and agencies shall utilize the Biosafety Clearing House (BCH) of
the Cartagena Protocol on Biosafety in developing and adopting biosafety
policies, guidelines, and measures and in making biosafety decisions.
The NCBP Secretariat shall serve as the focal point for the BCH
in coordination with the DENR-PAWB serving as the focal point for
the Clearing House Mechanism (CHM) of the Convention on Biological
Diversity.
4.14 Role of Stakeholders and the Public. The role of relevant
stakeholders and the public in biosafety decisions is provided for
in Sections 6 and 7 of this Framework.
SECTION 5. DECISION-MAKING PROCESSES
Biosafety decisions shall be made in accordance with existing laws
and the following guidelines:
5.1 Standard of Precaution. In accordance with Article 10 (par.
6) and Article 11 (par. 8) of the Cartagena Protocol on Biosafety,
lack of scientific certainty or consensus due to insufficient relevant
scientific information and knowledge regarding the extent of the
potential adverse effects of a genetically modified organism on
the environment, particularly on the conservation and sustainable
use of biological diversity, and on human health, shall not prevent
concerned government departments and agencies from taking the appropriate
decision to avoid or minimize such potential adverse effects. In
such cases, concerned government department and agencies shall take
the necessary action to protect public interest and welfare.
5.2 Risk Assessment. Risk assessment (RA) shall be mandatory and
central in making biosafety decisions. It shall identify and evaluate
the risks to human health and the environment, and if applicable,
to animal health.
5.2.1 Principles of Risk Assessment. The following principles shall
be followed when performing a RA to determine whether a regulated
article poses significant risks to human health and the environment:
5.2.1.1 The RA shall be carried out in a scientifically sound and
transparent manner based on available scientific and technical information.
The expert advice of and guidelines developed by, relevant international
organizations, including intergovernmental bodies, and regulatory
authorities of countries with significant experience in the regulatory
supervision of the regulated article shall be taken into account
in the conduct of risk assessment;
5.2.1.2 Lack of scientific knowledge or scientific consensus shall
not be interpreted as indicating a particular level of risk, an
absence of risk, or an acceptable risk;
5.2.1.3 The identified characteristics of a regulated article and
its use which have the potential to pose significant risks to human
health and the environment shall be compared to those presented
by the non-modified organism from which it is derived and its use
under the same conditions;
5.2.1.4 The RA shall be carried out case-by-case and on the basis
of transformation event. The required information may vary in nature
and level of detail from case to case depending on the regulated
article concerned, its intended use and the receiving environment;
and,
5.2.1.5 If new information on the regulated article and its effects
on human health and the environment becomes available, and such
information is relevant and significant, the RA shall be readdressed
to determine whether the risk has changed or whether there is a
need to amend the risk management strategies accordingly.
5.2.2 Risk Assessment Guidelines. The conduct of RA by concerned
departments and agencies shall be in accordance with the policies
and standards on RA issued by the NCBP. Annex III of the Cartagena
Protocol shall also guide RA. As appropriate, such department and
agencies may issue their own respective administrative issuances
establishing the appropriate RA under their particular jurisdictions.
5.3 Role of Environmental Impact Assessment. The application of
the EIA System to biosafety decisions shall be determined by concerned
departments and agencies subject to the requirements of law and
the standards set by the NCBP. Where applicable and under the coordination
of the NCBP, concerned departments and agencies shall issue joint
guidelines on the matter.
5.4 Socio-economic, Ethical, Cultural and Other Considerations.
Consistent with Article 26 of the Cartagena Protocol, concerned
government departments and agencies may take into account socio-economic
considerations arising from the impact of regulated articles on
the conservation and sustainable use of biological diversity, especially
with regard to the value of biological diversity to indigenous and
local communities.
The NCBP shall issue guidelines consistent with internationally
accepted standards relating to the conduct of social, economic,
ethical, cultural and other assessments, as appropriate, prior to
decisions to commercialize products of modern biotechnology.
These assessments shall be conducted separately from risk assessment
and in a transparent, participatory and rigorous manner.
5.5 Decisions under the Cartagena Protocol. For decisions required
under the Cartagena Protocol on Biosafety, the competent national
authorities identified may choose to adopt the procedures of the
Advance Informed Agreement as provided in Articles 7, 8, 9, 10,
11, 12 and 13 of the Protocol or issue their own respective rules
and regulations provided that such rules and regulations are consistent
with the Protocol. In all cases, decisions under this Framework
shall fall within those timeframes required under the Cartagena
Protocol. As provided however in the Protocol, failure to comply
with such timeframes shall not imply consent to an intentional transboundary
movement of genetically modified organisms covered under the Protocol.
5.6 Monitoring and Enforcement. All concerned departments and agencies
shall monitor compliance to the conditions attached to approvals
and authorizations, especially on risk management, in a manner that
is transparent, and in coordination with other agencies, including
LGUs, and other stakeholders.
It shall also include monitoring for impacts, whether anticipated
or not, of the introduced product on environment and health.
SECTION 6. ACCESS TO INFORMATION
The right of the public and the relevant stakeholders to information
related to biosafety decisions is recognized and shall always be
respected in accordance with guidelines to be issued by the NCBP,
which shall include, among others, the following:
6.1 Information on Applications. Concerned departments and agencies
shall, subject to reasonable limitations to protect confidential
information as provided below, disclose all information on such
applications in a prompt and timely manner. Such departments and
agencies may require applicants to provide the information directly
to concerned stakeholders.
6.2 Confidential Information. In all applications for approvals,
whether domestic or foreign, concerned departments and agencies
shall ensure that it has procedures and regulations to determine
and protect confidential information; Provided, however, that the
concerned agencies may refuse declaring the confidentiality of such
information if it is necessary to enable the concerned stakeholders
to effectively conduct a scientific risk assessment.
6.3 Information on Biosafety Decisions. The public and stakeholders
shall have access to all biosafety decisions and the information
on which they are based, subject to limitations set in Section 6.2
of this Framework. Such decisions shall summarize the application,
the results of the risk assessment, and other relevant assessments
done, the public participation process followed, and the basis for
approval or denial of the application.
6.4 Information on Risk Management, Product Monitoring, and Product
Identification. All relevant stakeholders shall have access to information
related to risk management and product monitoring. Information on
product identification shall be provided to the general public.
SECTION 7. PUBLIC PARTICIPATION
The concerned government departments and agencies, in developing
and adopting biosafety policies, guidelines and measures and in
making biosafety decisions, shall promote, facilitate, and conduct
public awareness, education, meaningful, responsible, and accountable
participation. They shall incorporate into their respective administrative
issuances and processes best practices and mechanisms on public
participation in accordance with the following guidelines:
7.1 Scope of Public Participation. Public participation shall apply
to all stages of the biosafety decision-making process from the
time the application is received. For applications on biotechnology
activities related to research and development, limited primarily
for contained use, notice of the filing of such application with
the NCBP shall be sufficient, unless the NCBP deems that public
interest and welfare requires otherwise.
7.2 Minimum Requirements of Public Participation. In conducting
public participation processes, the following minimum requirements
shall be followed:
7.2.1 Notice to all concerned stakeholders, in a language understood
by them and through media to which they have access. Such notice
must be adequate, timely, and effective and posted prominently in
public places in the areas affected, and in the case of commercial
releases, in the national print media. In all cases, such notices
must be posted electronically in the internet;
7.2.2 Adequate and reasonable time frames for public participation
procedures. Such procedures should allow relevant stakeholders to
understand and analyze the benefits and risks, consult with independent
experts, and make timely interventions. Concerned departments and
agencies shall include in their appropriate rules and regulations
specific time frames for their respective public participation processes,
including setting a minimum time frame as may be appropriate;
7.2.3 Public consultations, as a way to secure wide input into
the decisions that are to be made. These could include formal hearings
in certain cases, or solicitation of public comments, particularly
where there is public controversy about the proposed activities.
Public consultations shall encourage exchanges of information between
applicants and the public before the application is acted upon.
Dialogue and consensus-building among all stakeholders shall be
encouraged. Concerned departments and agencies shall specify in
their appropriate rules and regulations the stages when public consultations
are appropriate, the specific time frames for such consultations,
and the circumstances when formal hearings will be required, including
guidelines to ensure orderly proceedings. The networks of agricultural
and fisheries councils, indigenous peoples and community-based organizations
in affected areas shall be utilized;
7.2.4 Written submissions. Procedures for public participation
shall include mechanisms that allow public participation in writing
or through public hearings, as appropriate, and which allow the
submission of any positions, comments, information, analyses or
opinions. Concerned departments and agencies shall include in their
appropriate rules and regulations the stages when and the process
to be followed for submitting written comments; and,
7.2.5 Consideration of public concerns in the decision-making phase
following consultation and submission of written comments. Public
concerns as reflected through the procedures for public participation
shall be considered in making the decision. The public shall be
informed of the final decision promptly, have access to the decision,
and shall be provided with the reasons and considerations resulting
in the decision, upon request.
SECTION 8. CAPACITY BUILDING AND FINANCIAL RESOURCES
Implementing the NBF requires the design, adoption and implementation
of a capacity-building program supported by adequate financial resources.
The following considerations shall be taken into account in developing
such a program:
8.1 Need for Capacity Building. To ensure the proper implementation
of the NBF, the capacities of various sectors: policy-makers, regulatory
agencies, local government units, research community and the general
public involved in performing various tasks shall be strengthened;
(a) Policy makers shall be made aware of issues and provided with
sufficient and most current information on biosafety for the enactment
of appropriate policies, regulations and programs;
(b) Expertise and appropriate facilities in regulatory agencies
shall be developed for the safety assessment of regulated articles,
harmonization of regulatory policies and procedures and monitoring
compliance and outcomes to biosafety regulations;
(c) The research community shall be supported to enable them to
address the safety issues of regulated articles; and,
(d) The general public shall be made aware of issues, provided
with the correct information and enabled to participate in the biosafety
decision-making process. The capacity of environmental and developmental
non-government organizations, people’s organizations, professional
organizations, including industry and other concerned entities to
assist in this capacity-building program shall be enhanced. Agencies
involved in implementing the NBF should undertake programs to achieve
the above objectives.
8.2 Areas for Capacity Building. Capacity building in all areas
relevant to biosafety and biosafety-decision making is necessary,
and particularly in the following: in conducting risk assessment;
in undertaking social, economic, cultural, ethical and other assessments;
and, in implementing transparent and effective public participation
procedures.
8.3 Designing and Implementing a Capacity-Building Program. In
coordination with other concerned government department and agencies,
and with the participation of all relevant stakeholders, the NCBP
shall take the lead in developing and implementing multi-agency
and multi-sector capacity-building programs that are needed for
the effective implementation of the NBF. The basis of such programs
shall be a capability needs assessment undertaken by each concerned
department and agency and by the relevant stakeholders.
8.4 Financial Resources. The DOST, DENR, DA, and DOH shall allocate
from their present budgets such amount as may be necessary to implement
the NBF, including to support the operations of the NCBP and its
Secretariat. Thereafter, the funding requirements shall be included
in the General Appropriations Bill submitted to Congress.
These concerned departments, on an annual or other periodic basis,
shall enter into agreement on the sharing of financial and technical
resource to support the NCBP and its Secretariat.
SECTION 9. REMEDIES
In cases of violations of laws, rules, and regulations related
to biosafety, the following remedies shall apply:
9.1 Administrative Remedies. The concerned departments and agencies
shall ensure, in accordance with law, that the right of appeal and
other administrative remedies are available to applicants and relevant
stakeholders in biosafety decisions.
9.2 Criminal Liability. Natural or juridical persons committing
offenses in violation of existing laws shall be prosecuted and penalized
in accordance with such laws.
9.3 Civil Liability. Philippine laws on liability and compensation
for damages resulting injuries committed on persons shall apply
in accordance with such laws.
9.4 International Law. International legal norms on liability and
compensation, including those developed and adopted under the Cartagena
Protocol on Biosafety, shall likewise apply.